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Legal documentation

All legal documentation for Amundi

Complaints Handling Policy


3 February, 2020
Complaints Handling Policy - 2020

Application of MiFID directive


27 July, 2020
Conflict of interest prevention and management policy - Amundi
25 January, 2020
Amundi - Selection and execution policy - 2020
1 January, 2010
Financial instruments and their risks
1 January, 2010
Customers qualification
6 November, 2020
2020 - Anti-Bribery and Corruption Policy Statement
27 April, 2021
2020 - Rapport RTS28 - Amundi Intermédiation
30 April, 2021
2020 - Top 5 counterparties - Amundi Intermediation
1 January, 2020
Amundi Intermédiation - Selection and execution policy - 2020

Shareholders Rights Directive 2


The European Shareholder Rights Directive 2 requires asset managers to disclose publicly their engagement and voting policy. For several years, Amundi has choose to share these policies on its website with its investors. You will find below all the documents covering the Directive’s requirements.

Amundi’s engagement policy is articulated around three main axes: engagement for influence, ongoing engagement and engagement through voting. It is an essential part of Amundi’s fiduciary duty and its role as responsible investor.

The monitoring of the investee companies is organized as follows, depending on the management platform concerned:

  • For active management strategy: investment cases are discussed and documented by the equity research analysts. Buy rated stocks are followed based on frequent research updates. The investment case is based on the Research team company report, supported by Valuation & Model updates when required. Feedback of meetings with the Company, as other engagement actions by the Research team, are documented diligently
  • For passive management strategy: monitoring is mainly done through the engagement and the voting at general meetings.
  • For Private Equity: for investments in companies not listed on a  regulated market, the managers in charge of the participation on behalf of the portfolios, actively monitor the investee companies and usually attend general assemblies. These votes are confidential and therefore cannot be publicly reported.

Information relating to the European Shareholder Rights Directive 2 is presented in the documents below and in the dedicated section "Voting policy".

11 July, 2022
2022 Responsible Investment Policy - Amundi
3 May, 2021
2020 - Engagement Report - Amundi
21 December, 2020
SRD 2 Article 3 - Generic report

Proxy voting policy


The exercise of voting rights and shareholder dialogue are essential elements of our fiduciary responsibility and our role as a responsible investor.

From 1996 onwards, Amundi established its own voting policy updated yearly in order to incorporate the best practices in corporate governance but also, since 2003, in social and environmental responsibility. Amundi decided to exercise the voting rights for a very large majority of its funds under French and Luxembourg law in order to fulfill its responsibility as a shareholder. 
Early in its commitment toward responsible investment, Amundi also implemented a shareholder dialogue process based on an alert system informing companies of the SBF120 index and a group of large European issuers of potential negative votes at their general meetings. 
Voting and dialogue allow us to actively participate in the improvement of the practices of companies in which we invest.

24 February, 2022
2022 - Voting Policy - Amundi
27 April, 2022
2022 - Shareholder Engagement Priorities - Amundi
24 February, 2022
2021 - Voting Report - From Words to Actions - Amundi
20 April, 2021
2020 - Stewardship Report - Amundi

Enforcement of ESMA guidelines


The "guidelines on ETFs and other UCITS issues", published by the ESMA on December 18th 2013, came into force on February 18th 2013.

You'll find below the policy that applies to funds subject to these guidelines in terms of financial guarantees.

22 July, 2020
Counterparty risk - Collateral Risk Management Framework

Remuneration Policy


14 March, 2022
2022 - Group Remuneration Policy - Amundi
14 March, 2022
2022 - Group Remuneration Policy - Addendum CRD - Amundi
14 March, 2022
2022 - Group Remuneration Policy - Addendum IFR IFD - Amundi

Anti-corruption policy


17 December, 2021
2021 - Anti-corruption policy - Amundi

SFDR


30 June, 2021
2021 - Sustainable Finance Disclosure Regulation Statement - Amundi
11 July, 2022
2022 Responsible Investment Policy - Amundi

Article 173 of France’s Law on Energy Transition


18 October, 2021
2020 - Rapport Climat – Article 173
27 July, 2020
Article 173 - France's law on Energy Transition - 2019 Report
27 September, 2019
Amundi Report - Energy Transition Law 2018

UK Modern Slavery Act


1 September, 2021
Modern Slavery Act - 2021

Cross-Border Fund Distribution Regulation


Summary of Investors rights pursuant to art. 4(3) of the Cross-Border Fund Distribution Regulation

2 August, 2021
Cross-Border Fund Distribution Regulation

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